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Introduction
& Prolog
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Part 1.
Metabolic Metaphysics
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Part 2.
Star Larvae
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Part 3.
Space Brains
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Addenda
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Epilog
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Ontophylogeny, or Evelopment
Evolution’s Extended Synthesis dethrones natural selection as the
primary shaper of phenotypes.
"We are interested in the significance of EISs [epigenetic
inheritance systems] in evolution precisely because their evolutionary
effects cannot be separated from their physiological and developmental
role. One cannot make a neat distinction between the physiological / developmental
and evolutionary aspects of heritable epigenetic variation. It may be that
things get confusing because these days the word 'evolution'
evokes ideas of change through purely selective processes and blind variation.
Instructive processes and directed variation are associated only with development.
For some time we have felt that a new term, which would describe processes
that are concurrently evolutionary and developmental, selective and instructive,
is necessary. We thought of ‘evelopment,’ but have not used it much.”
— Eva Jablonka
and Marion J. Lamb
Evolution in Four Dimensions: Genetic, Epigenetic, Behavioral, and Symbolic Variation in the History of Life
"[I]f we integrate the fact that the cell structure
sorts and contains molecular interactions, inasmuch as it is itself sorted
and shaped by natural selection, we must infer that natural selection,
via this cell structure, acts in ontogenesis. Molecular interactions
are sorted by the cell structure (or the multi-cellular structure) which
is itself sorted by natural selection, therefore, ultimately, natural selection
sorts molecular interactions and the two processes of ontogenesis and
phylogenesis are no longer separated, they form only one process that I
suggest could be called ontophylogenesis."
— J.-J.
Kupiec
On the Lack of Specificity of Proteins and its Consequences for a Theory of Biological
Organization
Progress in Biophysics and Molecular Biology 102 (2010)
Since
life first arrived on Earth, nature has been manufacturing (and occasionally
retiring) species. The proper term for this process is phylogeny or,
more commonly, evolution. The process proceeds without any program or plan,
according to normal science. The form any species ends up having is ad hoc,
contingent, being shaped by the vagaries of natural selection.
Unlike evolution, the differentiation of cells in a body follows
a preferred direction. That process, ontogeny, or development, proceeds from
the undifferentiated zygote to the diverse cell types characteristic of the
particular species. For example, when a tadpole matures it does so predictably
into an adult frog, being directed toward that end by some kind of inherent
predisposition. (Or so it is believed. Maybe cells receive instructions
from the quantum world. Who knows?)
Despite the differences that distinguish evolution and development,
Darwin’s phrase, "descent
with modification," describes both processes. And biologists have
sought ways to unite the two processes in their theories. Ernst Haekel, in
the nineteenth century, married development to evolution in his alliterative "biogenetic
law," ontogeny recapitulates phylogeny. He proposed that as an
organism develops it passes through the evolutionary stages of its ancestors.
This view since has been replaced by the simpler one that as embryos develop,
they generate increasingly specialized tissues and structures. The developmental
sequence no longer is believed to be a telescoping of the species' evolution.
Recent discoveries in comparative genomics are rekindling
interest in relating evolution to development, but this time
it looks like development is the process being recapitulated. The rekindling
already has ignited a new discipline within evolutionary biology, called evolutionary
developmental biology, or evo-devo. The new discipline views evolution through
the lens of development, seeing behind evolutionary change primarily the same
mechanisms that underlie development, including genetic "switches" and "toolkits".
A theoretical shift is being visited upon the
biological sciences, and evo-devo is only one of its several calling cards. Peering
into DNA, researchers are finding genetic anomalies and unsuspected regulatory
mechanisms. The data from DNA sequencing and analysis
and related research suggests that natural selection plays a minor role in
evolution. The new data suggest that evolution itself is an instance of development.
From Modern Synthesis to Extended Synthesis
When, in the early-to-mid twentieth century, biologists supplemented
Darwinian theory with Mendelian genetics, the discovery of DNA, and the role
of genes in inheritance, the enhanced model became known as the Modern Synthesis.
Today the Modern Synthesis itself is being modernized. New work in epigenetics,
niche construction, phenotypic
plasticity and other fields are
challenging the Darwinian legacy. In July 2008 a group of researchers exploring
these new fields convened at the Konrad Lorenz Institute in Altenberg, Switzerland,
to formalize a so-called Extended Synthesis of evolutionary
theory. MIT Press published the conference papers as a sourcebook, Evolution
- the Extended Synthesis .
Many of the book's contributors reassure their readers that the new findings
pose no fundamental threat to the Darwinian framework. The collective attitude
seems to be that the new discoveries complicate but do not undermine the theory
of natural selection.
But the star larvae hypothesis takes a different view. The
sticking points of the Extended Synthesis point to a reconfigured, not extended,
model of evolution. The star larvae hypothesis is particularly interested in
the Extended Synthesis' recognition
of endogenous factors—those internal to the organism—as primary, and of environmental
factors as supplementary, in the shaping of phenotypes during evolution.
This excerpt from the book’s
introduction underscores this inversion of causal roles:
“[In the Modern Synthesis] organismal shape and structure were interpreted as products uniquely of external selection regimes. All directionality of the evolutionary process was assumed to result from natural selection alone. The inclusion of EvoDevo in particular, as shown in section five of this volume, represents a major change of this paradigm by taking the contributions of the generative processes into account as entrenched properties of the organism that promote particular forms of chance rather than others. On this view, natural selection becomes a constantly operating background condition, but the specificity of its phenotypic outcome is provided by the developmental systems it operates on. Hence the organisms themselves represent the determinants of selectable variation and innovation. At the theoretical level, this shifts a significant portion of the explanatory weight from the external conditions of selection to the internal generative properties of evolving phenotypes.”
”Heritable
epigenetic differences may also play an important part in what Darwin
Called ‘the mystery of mysteries’—the origin of species.
Speciation is a topic evolutionary biologists argue about a lot, but
most will agree that usually new species are initiated when populations
become isolated from each other by a geographic or ecological barrier.
While separate, the populations change, and the changes that occur prevent
them interbreeding successfully if they meet up again. It is usually
assumed that the changes are genetic, but we believe that they may often
be epigenetic. During periods of isolation, two populations will commonly
experience different conditions, perhaps because on is colonizing a new
island, or is using a new food source, or experiencing a different climate.
If so, new epigenetic marks might be induced in both somatic and germline
cells. These may do more than affect how well the organisms function
in their new environment; they might also affect their ability to interbreed
with other populations.”
The star larvae hypothesis draws attention to elements of
the Extended Synthesis and proposes relationships among them to present a fully
developmental model of evolution, as follows.
Conservation of DNA
It turns out that genetic material varies much less across
species than phenotypic—observable—differences would suggest. DNA is highly
conserved. The discovery early in this century that DNA differs relatively
little across species ushered in the new discipline of evolutionary developmental
biology, or evo-devo. In their article, Regulating
Evolution (Scientific American, May 2008) researchers Sean B. Carroll,
Benjamin Prud’homme,
and Nicolas Gompel explain why a new perspective was needed.
"For a long time, scientists certainly expected the anatomical differences among animals to be reflected in clear differences among the contents of their genomes. When we compare mammalian genomes such as those of the mouse, rat, dog, human and chimpanzee, however, we see that their respective gene catalogues are remarkably similar. [. . . .] When comparing mouse and human genomes, for example, biologists are able to identify a mouse counterpart of at least 99 percent of all our genes."
The perplexed authors elaborate on these findings:
". . . to our surprise, it has turned out that differences in appearance are deceiving: very different animals have very similar sets of genes."
"The preservation of coding sequences over evolutionary time is especially puzzling when one considers the genes involved in body building and body patterning."
"The discovery that body-building proteins are even more alike on average than other proteins was especially intriguing because of the paradox it seemed to pose: animals as different as a mouse and an elephant are shaped by a common set of very similar, functionally indistinguishable body-building proteins."
Surprise? Puzzle? Paradox? Why does evolution theory suffer
so many bouts of the unexpected now that researchers are mapping and comparing
genomes? If the received theory was solid, wouldn’t new genetic details have slots waiting for them in it? Shouldn’t new genetic data bolster the existing model, rather than hand it surprises, puzzles and paradoxes? Nobody saw it coming. It was an empirical surprise.
But if evolution is a developmental process, then there's
no surprise. The situation parallels the cellular side of ontogeny. During
development, all cells in the body of a complex organism inherit the same
genes from their common ancestor, the zygote.
DNA is highly conserved among the cells in a body. But, despite all possessing
the same genes, a body’s
nerve, muscle, skin and other cells distinguish themselves phenotypically.
Ontogeny demonstrates that diverse phenotypes, or morphologies, need not correspond
to any proportionate diversity of genotype. "Adaptive
radiation" of cell types in a body proceeds just fine without genetic
variation, because during development regulatory genes switch on and off the
genes that code for the body-building proteins.
In both cases, evolution and development, highly conserved
DNA uses genetic switches to create diverse phenotypes. But instead of spinning
off various tissues, as in development, the cycling on and off of genetic
switches during evolution creates the various species. This discovery, of
the importance of genetic switches in controlling gene expression, provides
the empirical foundation for evo-devo. Under the Modern Synthesis, evolution
theory cast phenotypes in the passive role of protoplasmic clay, to be shaped
by exogenous, environmental factors. The Extended Synthesis underscores the
importance in evolution of endogenous factors, including regulatory genes.
It recognizes that endogenous factors severely compromise selection’s
ability to shape phenotypes.
Epigenetic regulatory networks and junk DNA
A relatively small set of genes can produce an abundance of
phenotypes, because genes can be switched on and off to produce unique combinations
of gene activity. The switch settings for the various cell types in a body
are stabilized by epigenetic mechanisms, so that each specialized type reproduces
its own kind. It looks now like evolution stabilizes phenotypes using the
very same mechanisms. In "Evolution
in Four Dimensions: Genetic, Epigenetic, Behavioral, and Symbolic Variation
in the History of Life ",
Researchers Eva Jablonka and Marion J. Lamb make just this case:
"A person’s liver cells, skin cells, and kidney
cells, look different, behave differently, and function differently, yet they
all contain the same genetic information. With very few exceptions, the differences
between specialized cells are epigenetic, not genetic. They are the consequences
of events that occurred during the developmental history of each type of cell
and determined which genes are turned on, and how their products act and interact.
The remarkable thing about many specialized cells is that not only can they
maintain their own particular phenotype for long periods, they can also transmit
it to daughter cells. When liver cells divide their daughters are liver calls,
and the daughters of kidney cells are kidney cells. Although their DNA sequences
remain unchanged during development, cells nevertheless acquire information
that they can pass to their progeny. This information is transmitted through
what are known as epigenetic inheritance systems (or EISs for short).
It is these systems that provide the second dimension of heredity and evolution
[the first being the genetic dimension]"
"The
idea that adjustments are the result of natural selection among
un purposed or blind variations is not incompatible with that of
cosmic purpose. For the maintenance of the general conditions under
which chance and competition will produce evolution may itself be
purposive. Darwinism derives generally higher forms of inter
adjusted
species from lower; but inter
adjustment itself and as such is assumed,
not explained. Inter
adjusted atoms or particles involve the same
essential problem. Theism can explain order as a general character
of existence; can any other doctrine? And an order capable of evolving
such a vast variety of mutually compatible creatures seems all that
providence could guarantee, granting that freedom is inherent in
individual existence as such."
— Charles
Hartshorne
The
Logic of Perfection
Epigenetic regulatory mechanisms include feedback loops
in which a gene’s product (a particular protein) keeps the gene actively producing
that product. Chromatin marking is another epigenetic mechanism, as in DNA
mutilation in which methyl groups attach directly to DNA and activate or suppress
gene expression. RNA interference (RN Ai) is another regulatory mechanism.
In addition, some proteins, such as prisons, can convert the structure of other
proteins to their own, in effect subverting the will of the genes that produce
the other proteins. This is a new field of research, and many details remain
to be worked out. But what is clear is that a DNA sequence or genotype is only
part of the story of phenotypic expression. Epigenetic mechanisms are another
essential part of the story.
Jablonka and Lamb describe three mechanisms by which germ
cells can acquire an epigenetic variation and hence ways in which epigenetic
differences can become heritable from parent to offspring:
- A variation can originate in the germ line.
- A somatic cell
can pass on variations to germ cells when somatic cells develop
into germ cells.
- A somatic cell can exchange information with germ cells,
as appears to happen with RN Ai mechanisms.
The researchers elaborate the details
of these and other epigenetic inheritance systems in Trans generational
Epigenetic Inheritance, their contribution to Evolution
- the Extended Synthesis .
Epigenetic mechanisms not only operate
concurrently during development and evolution, like DNA, but also, like
DNA, they appear to be conserved through evolution. Research at the University
of Chicago has turned up epigenetic mechanisms in fish that regulate development
of fins and that, when transplanted into mice, function as the native mechanism
that mice use to regulate limb development. A press
release from the university explains:
"The genetic switches that drive the expression of genes in the digits of mice
are not only present in fish, but the fish sequence can actually activate the
expression in mice," said Igor Schneider, PhD, postdoctoral researcher in the
Department of Organismal Biology and Anatomy at the University of Chicago [.] "This
tells us how the antecedents of the limb go back in time at every level, from
fossils to genes."
This discovery would seem to compound
problems for the Darwinian account. If both genetic and epigenetic mechanisms
across species are so similar, then what is the source of the vast differences
among species’ phenotypes? Increasingly
it looks like evolutionary history was packaged already in the early
species and unfolded over time.
Epigenetic mechanisms also shed light
on so-called junk DNA. Because all cells that develop from the same zygote
inherit the same genotype, they necessarily inherit many genes that they
do not need. Skin cells don't express genes specific to the functioning
of liver cells, for example. Neither do muscle cells express genes specific
to the functioning of brain cells. And so on. The excess DNA in each cell
type includes genes needed to create and operate all the other types. But
from the point of view of a given type of cell, the DNA specific to the
other types is junk. Nonetheless, all the cells inherit all the genes of
their common ancestor, the zygote, whether they need them or not.
The received view of evolution is stumped
by junk DNA at the species level, which is preserved across generations
of a given species but not expressed. These unexpressed sections are also
called "noncoding" DNA.
Their origin and persistence at the species level remain a paradox.
What aspect of evolution theory predicts
that long stretches of DNA would coast along inside organisms, seemingly
contributing nothing to survivability? Nobody saw it coming. It was an empirical
surprise. But it makes perfect sense, and would be expected, if evolution
itself is an instance of development.
“All
this is a far cry from the traditional view of DNA as an inherently stable
molecule subject to occasional random errors, and it suggests an even
further departure from the traditional view of evolution as a process
of cumulative selection of those exceedingly rare mutations that happen
to result in increased fitness. At least to many, the new picture seems
to accord far better with [Barbara] McClintock's image of the genome as
a a 'highly sensitive organ' than it does with the neo-Darwinian view
of the genome as a strictly passive partner in the evolutionary two-step
of variation and natural selection"
— Evelyn
Fox Keller
The
Century of the Gene
And, if evolution is an instance of development, then
the species of the Earth ought to share a common genome, just
as the cells in a body share a common genotype. In Universal
Genome in the Origin of Metazoa (Cell Cycle 6:15, August 2007) researcher
Michael Sherman argues precisely for such a common genome. His case rests
largely on the presence of anomalous genes in older species that are needed
by more recent species. Instances of such "anticipatory" genes
are described below.
Sherman's insight was anticipated already in 1999,
in an article by researcher W. H. Holland that appeared in Nature
(Vol 402, Supplement, December 2, 1999) titled The
Future of Evolutionary Developmental Biology. Holland says,
"So many examples of [DNA] conservation have now been found
that it is no longer considered surprising. We
can now state with confidence that most animal phyla possess essentially
the same genes, and that some (but not all) of these
genes change their developmental roles infrequently in evolution [emphasis
added]."
"We
think that this is important, so we’ll say it again: you don’t
need the theory of evolution to explain why a creature’s phenotype
is well adapted to its environment (i.e. to the world); that follows
simply from the fact that there are creatures with that phenotype."
— Jerry
Fodor and Massimo Piattelli-Palmarini
What
Darwin Got Wrong
If the traits characteristic of a species are determined
by patterns of genetic switch settings, epigenetically stabilized, then
what determines those settings? The Darwinian model assigns that responsibility
to natural selection. In the Darwinian model, environments decide
which genetic and epigenetic combinations are sufficiently adaptive to be
fit for reproductive success. But the Extended Synthesis challenges the
way in which the Modern Synthesis characterized environments, and in doing
so it weakens the explanatory power of natural selection.
Niche construction
If Darwin got it right, and the phenotypic traits characteristic
of each species have been set by the environment in which each species evolved,
then evolution theory needs explicitly to characterize the relationships
that link environments to their inhabitants. In the Modern Synthesis
environments were treated as extrabiological givens that determine which
random phenotypic variants from among the members of a local population
will enjoy greater reproductive success. In his contribution to Evolution
- the Extended Synthesis ,
researcher John Odling-Smee argues that the process is complicated by
behaviors of organisms that alter their environments.
He points out that the Modern
Synthesis took selection pressures to be autonomous forces that mold organisms
to fit niches, with niches taken to be "preexisting
environmental templates," like
keyholes waiting for keys or labeled folders in a file cabinet. The templates
always were acknowledged as being dynamic, however, being subject to geological,
climactic, chemical and other influences, and nature imposed such
influences willy-nilly regardless of whatever organisms happened to be around
or what those organisms did. Odling-Smee notes that in the Modern Synthesis,
"the changes that organisms bring about in their own environments are
seldom thought to have evolutionary significance." But
this aspect of the Modern Synthesis is giving way to the notion of
niche construction, which recognizes that organisms engineer the environments
that they need. Odling-Smith explains the concept,
"[A]ll organisms, through their metabolisms,
movements, behavior, and choices, partly create and partly destroy their environments.
In doing so, they transform some of the selection pressures in the environments
that subsequently select them. Therefore the adaptations of organisms cannot
be exclusively consequences of organisms responding to autonomous selection
pressures in environments. Sometimes they must involve organisms responding
to selection pressures previously transformed by their own, or by their ancestors’ niche-constructing
activities."
A parallel situation occurs during development, described
in this passage from the Wikipedia entry, Gene regulatory
network:
"A major feature of multicellular animals is
the use of morphogen gradients, which in effect provide a positioning system
that tells a cell where in the body it is, and hence what sort of cell to become.
A gene that is turned on in one cell may make a product that leaves the cell
and diffuses through adjacent cells, entering them and turning on genes only
when it is present above a certain threshold level. These cells are thus induced
into a new fate, and may even generate other morphogens that signal back to
the original cell. Over longer distances morphogens may use the active process
of signal transduction. Such signaling controls embryogenesis, the building
of a body plan from scratch through a series of sequential steps. They also
control maintain [sic] adult bodies through feedback processes, and the loss
of such feedback because of a mutation can be responsible for the cell proliferation
that is seen in cancer."
Cell types differentiating during development construct
their niches using morphogens to condition their environments to suit their
needs. Again, evolution and development leverage parallel mechanisms to manage
descent with modification. What remains to justify treating evolution and development
as distinct processes?
When organisms modify their
environments, effectively shaping the selection pressures to which they, their
progeny, and their neighbors are subjected, cause and effect enter into a feedback
relation. As with all feedback loops, this one presents the prospect of positive
feedback, which can run away until countered by physical barriers. This prospect
is explored in the context of human industry in Cyberfetus
Rising.
To summarize: To meet their needs, organisms construct niches.
This is a very different understanding of the organism-niche relationship than
was had under the Modern Synthesis. There the niche was regarded as an environmental
given that organisms competed with each other to occupy. By granting a degree
of causal agency to the organism in shaping its environment, niche construction
further marginalizes the environment as a causal agent that shapes phenotypes.
And in doing so the concept of niche construction further undermines the
explanatory power of natural selection to account for how phenotypes get to
be how they get to be.
Pre-Adaptation, or "Anticipatory" Genes
A zygote
carries many genes that ride along unexpressed—until they are needed by descendant cells. The zygote anticipates, in its genotype, the genes that remote descendant cells will need, even if those genes contribute nothing to the survival of the zygote itself or its immediate descendants. The zygote divides into two cells, and the two into four, and the four into eight, and so on, in what is called the cell cycle. The cells that make up these early stages are said to be totipotent cells—they can bear descendants of any cell type. Later, after a degree of specialization, cells become pluripotent—they
can give rise to several cell types, though not to all. And the specialization
continues from there, with descendants inheriting from their ancestors those
specialized genes they need specifically when they inherit the whole of the
genotype.
This is how things work in a developing organism.
Now, it turns out that ancient species also carry genes that
seem to anticipate the needs of descendants. A news
article in Nature covering
the sequencing of the genome of the Great Barrier Reef sponge Amphimedon queenslandica,
reveals that the hoary creatures harbor a "toolkit" of
metazoan genes:
"The genome also includes analogues of genes that, in organisms with a neuromuscular system, code for muscle tissue and neurons."
A curious finding. The article continues:
"According to Douglas Erwin, a paleobiologist at
the Smithsonian Institution in Washington DC, such complexity indicates that
sponges must have descended from a more advanced ancestor than previously suspected.
'This flies in the face of what we think of early metazoan evolution,' says
Erwin."
"Charles Marshall, director of the University of California
Museum of Paleontology in Berkeley, agrees. 'It means there was an elaborate
machinery in place that already had some function,' he says. 'What I want
to know now is what were all these genes doing prior to the advent of
sponges.'"
The conundrum for normal evolution theory is clear. Why
would a common ancestor of animals with neuromuscular systems and sponges
have needed such genes? And the ancestor must have arisen within a very
narrow window. Fossil evidence of sponges goes back 650 million years; it
constitutes, the authors note, "the oldest evidence for metazoans (multicellular
animals) on Earth." So, what use would any species even more primitive
than sponges have for orthologs of neuromuscular genes? Nobody saw it
coming. It was an empirical surprise.
But the sponge genome is only one example. Research is finding
case after case of ancestral species that harbor genes essential for remote
descendants. Another example: It turns out that a species of unicellular
protozoan carries genes essential for metabolic processes specific to metazoans.
The researchers who discovered the surprise genes (PNAS – 2010
107 (22) 10142-10147) explain,
"One of the most important cell adhesion mechanisms for metazoan development is integrin-mediated adhesion and signaling. The integrin adhesion complex mediates critical interactions between cells and the extracellular matrix, modulating several aspects of cell physiology. To date this machinery has been considered strictly metazoan specific. [. . . .] Unexpectedly,
we found that core components of the integrin adhesion complex are encoded
in the genome of the apusozoan protist Amastigomonas sp., and therefore
their origins predate the divergence of Opisthokonta, the clade that includes
metazoans and fungi. [. . . .] Our data highlight the fact that many of the key genes that had formerly been cited as crucial for metazoan origins have a much earlier origin." (emphasis added)
“[M]orphological
explosions may well reflect major changes in internal constraints
as crucial components in speciation. If so, then the effects
of natural selection may well consist largely of post-hoc fine-tuning
in the distribution of supspecies and variants: quite a different
account from the one of gradual selection of randomly differing
small variations.”
— Jerry Fodor and Massimo Piattelli-Palmarini
What Darwin Got Wrong
And the surprises keep coming. Science
magazine (July 6, 2007) reports
"The newly decoded DNA
of a few-centimeter-tall sea anemone looks
surprisingly similar to our own," a team led by
Nicholas Putnam and Daniel Rokhsar from
the U.S. Department of Energy Joint
Genome Institute in Walnut Creek, California,
reports on page 86. "This implies that
even very ancient genomes were quite
complex and contained most of the genes
necessary to build today’s most sophisticated
multicellular creatures."
Newer
(2007) sequencing and analysis results corroborate the anemone anomalies.
Another example comes from research at the European Molecular Biology Laboratory,
which found human genes in a marine worm. The news release (11/24/2005) announcing
the discovery is at http://www.embl.de/aboutus/communication_outreach/med
ia_relations/2005/051124_heidelberg/index.html
Additional research has found that genes essential for human nerve cells to communicate
with one another are present already in bacteria. This research is described
in a NIH news release (6/1/2004) at http://www.nichd.nih.gov/new/releases/genes.cfm
Yale researchers recently found 1500 mammalian genes active
only in placental mammals, but present also in marsupials. The genes are
transposons that act as regulators. In a Yale
press release, researcher
Vincent J. Lynch, comments on the peculiarity of the "prefabricated" mechanism,
"These transposons are not genes that underwent small changes
over long periods of time and eventually grew into their new role during
pregnancy," Lynch said. "They are more like prefabricated regulatory
units that install themselves into a host genome, which then recycles
them to carry out entirely new functions like facilitating maternal-fetal
communication."
Some protein-coding genes active in humans were
present already when humans and chimps diverged, but did not become active
until after the divergence. Some enhancer genes in vertebrates also
preceded their expression. And new research data reveals that some
aquatic plants were genetically "pre-adapted" for life on land.
A report on this finding is available at http://www.biomedcentral.com/1471-2148/10/341.
These and other phylogenetically anomalous discoveries
are collected at http://www.panspermia.org/oldgenes.htm.
This page of Brig Klyce’s "Cosmic
Ancestry" web site includes commentary on the relevance
of these findings to panspermia.
A summary of these peculiar findings appears also in the January 1, 2011,
issue of The Scientist, in the article From
Simple to Complex. Author
Jef Akst observes,
"Conventional thought on evolutionary change has led
researchers to believe that genetic innovations underlie the transition
[from unicellular to multicellular life]. Advances in genomics research,
however, are revealing that more and more of the genes associated with
complex processes also exist in simpler animals and even in their unicellular
cousins. This suggests that the appearance of new genes cannot fully
explain the appearance of new traits that are key to multicellularity."
What is particularly striking about these findings, taken
together—and what is particularly interesting to the star
larvae hypothesis—is not only that they were unanticipated by the practitioners
of the Modern Synthesis, but also that they make the evolutionary process
look strikingly like a developmental process, like a stage, or stages, in
the life cycle of a developing organism.
A Thought Experiment on the Philosophy of Natural Selection
"Let
me now rephrase the central proposition in a somewhat stronger
and more interesting form: if the genetic components of human
nature did not originate by natural selection, fundamental
evolutionary theory is in trouble. At the very least the theory
of evolution would have to be altered to account for a new
and as yet unimagined form of genetic change in populations."
— Edward
O. Wilson
On
Human Nature
All complex organisms begin life as a single cell, a zygote.
The zygotes of seahorses, hummingbirds, and humans, for example, are phenotypically
indistinguishable. They all look alike. The zygotes divide and divide until
enough cells are present to trigger a specialization of labor. The collective
labors of the resulting specialized cells constitute the physiology of the
embryo that their cellular bodies, in aggregate, constitute. As each organism
develops, the distinctive, specialized, adult features of the species emerge.
During embryological development, a cell that is a progenitor
of a liver cell gives rise to a true liver cell; a cell that is a progenitor
of a neuron gives rise to a neuron, and so on. Embryonic cells give rise to
specific morphological types that behave in specific ways in their interlocking
niches within the somatic ecology of the developing organism. Is this process
of specialization—of descent with modification—guided or random? Teleological or Darwinian?
Here is a thought experiment: Insofar as the cells in the body
of a complex organism vary phenotypically from one type to another and insofar
as not every cell survives to contribute its epigenetic predispositions to
the next generation, there is a natural selection among cells during embryonic
development and, indeed, throughout the life of a complex organism. The thought
experiment consists of fitting ontogenetic cellular differentiation into the
Darwinian model of descent with modification via natural selection. The experiment
underscores an early and continuing criticism of Darwinian logic, namely that
it is tautological. When formulated as "survival of the fittest" the doctrine of natural selection identifies the fittest organisms as those that survive and the survivors as those most fit. Ontogeny also can be seen through such a lens, as a phylogeny, a "cytophylogeny," in which a common ancestral starting point—a zygote—begets successive generations of increasingly diverse descendants, the specialization of the types being shaped by natural selection, the survivors being the fit and the fit surviving.
Imagine, then, cognitively gifted and secularly inclined cells,
living in a complex organism and having developed their own theory of evolution,
marveling at the blind workings of chance variation and natural selection that
turned their common ancestor—the
original zygote—into the complex ecosystem of interdependent cell types to
which they find themselves adapted. Fitness selects the survivors, they would
announce, as demonstrated by their survival! We would understand that these
scientifically minded cells had missed the boat, that they in fact live by
an ontogenetic program and that they were fated from the start to be teased
out of the genotype of their zygotic ancestor. But their thinking would be
consistent with the Modern Synthesis.
The late Harvard paleontologist Stephen Jay Gould accounted
for the apparent progress of evolutionary change with the metaphor of "the
drunkard’s walk." In
this thought experiment one must imagine a drunkard staggering along
a wall. He ventures varying distances from the wall as he makes his way along
it. The distance from the wall at any particular instant is just whatever it
is. An increase in average distance over time is merely a function of time
passing. The more time that passes, the greater the number of opportunities
for the drunk to stumble even farther from the wall than he or she previously
had ventured. Increasing distance from the wall corresponds to increasing complexity,
with the wall representing the unicellular limit of biological simplicity.
By this metaphor the apparent increase in complexity of organisms over evolutionary
time, which suggests a direction to evolution, is understood to be the undirected
increase of mere variation. Increases in variation are sufficient to produce
increases in complexity. Gould lays out this model of pseudoprogress in Full
House
Philosophers
Kim Sterelny and Paul E. Griffiths, in Sex
and Death: An Introduction to Philosophy of Biology ,
summarize Gould's argument (their book is reviewed
on the starlarvae blog):
"Life starts off as simple as life can be. Mostly,
it stays that way. Most living things have always been as simple as the first
living things, for nearly every organism is a bacterium. Occasionally lineages
split and a species appears that is more complex than its parent. No global
evolutionary mechanisms make this impossible, but none make it more likely.
Complexity increases by passive diffusion from a point of minimum complexity,
then wholly undirected, stochastic mechanisms will increase the variance, and
that variance must include a bias in the direction of increased complexity.
Mechanisms that are blind to complexity suffice to produce an upward drift
in average complexity. The fact that there is no bias in the mechanisms of
adaptation, speciation, or extinction that favors increased complexity, together
with the persistence of bacterial domination of the living world is fatal to
any robust version of the idea that evolution over time has generated increased
complexity."
“Contrary
to traditional opinion, it needs to be emphasized that natural selection
among traits generated at random cannot by itself be the basic principle
of evolution. Rather there must be strong, often decisive, endogenous
constraints and hosts of regulations on the phenotypic options that
exogenous selection operates on. We think of natural selection as
tuning the piano, not as composing the melodies. That’s our
story, and we think it's the story that modern biology tells when
it's properly construed.”
— Jerry
Fodor and Massimo Piattelli-Palmarini
What
Darwin Got Wrong
When this line of thinking is applied to ontogeny, the
shoe fits. We can ask whether cellular differentiation during the ontogenetic
development of an organism is the result of wholly undirected, stochastic
mechanisms that merely increase variation among cell types. The received view
says no; explanations from phylogeny are inadequate to account for ontogeny.
But the parallels are striking: Some cell types, the early undifferentiated
types of the blastula, for example, go extinct during ontogeny. Though, some
ancestral types persist, in the form of adult stem cells. And bacteria
dominate the environment, comprising 90 percent of the cells in a human
body So why
assume an ontogenetic program? Doesn't Gould's evolutionary model explain
equally well the diversification of cells during ontogeny? Empirically, evolution
and development are of a kind: descent with modification from a common
ancestor. How could one falsify either account in either case?
To clarify: The star larvae hypothesis does NOT argue the
case proposed in this thought experiment that ontogeny is a stochastic process
that merely increases variation among cell types, but accepts the received
view that ontogeny follows inhering developmental instructions, of some
sort. But the hypothesis rejects the received view when it comes to phylogeny,
which, it argues, also follows an inherent developmental program. The applicability
of phylogeny's supposedly stochastic mechanisms to account for ontogeny
is meant as a reductio
ad absurdum of the received view regarding phylogeny; i.e., if phylogenetic
theory has such vast explanatory power, why assume programming anywhere?
Cells cooperate and compete in an organism, and organisms cooperate and
compete in an ecosystem. If we will not accept that ontogeny is shaped by
the Darwinian process of natural selection, then perhaps we can consider
that science has erred in asserting that phylogeny is shaped by that nonteleological
process.
Evolution is a slow, drawn out developmental process, just
as development is a compacted, sped-up evolution. This is the picture emerging
from the new discoveries in the biological sciences. The star larvae hypothesis
is particularly interested in the prospective teleology that the integration
of evolution and development injects into evolutionary theory.
The Great Chain of Being
Western
thinking from Plato through The Elizabethan Age conceived of Creation
as structured hierarchically in the form of a "Great
Chain of Being." The chain ascended from the smallest germ
up through the plants and creatures to humankind and ultimately through
the spheres of the firmament to the throne of God. The extraterrestrial
links in the chain were/are detailed in the form of
the Orders
of Angels. Few thinkers today would regard such metaphors as more
than poetic, a primitive conception of the natural (and supernatural)
order. But in the context of the star larvae hypothesis, the Chain
of Being presents a more complete picture of evolution than does the
standard scientific view. What the Chain lacks, and science provides,
is the temporal, dynamic dimension of the process.
The Chain of Being represents a longitudinal section through
a temporal progression—a
developmental sequence that leads from the terrestrial to the extraterrestrial.
The Chain was conceived of at a time when Creation was regarded as static, and
the Chain provided a cross section of the whole structure. But assigning the
evolution of species a subordinate position within the overarching ontogeny of
the stellar life cycle effectively resurrects the Chain of Being in an ecological
context. Evolution is the metamorphosis of stages in the life cycle of a genus
of organism—the stellar organism. The apparent directionlessness of evolution
is replaced by a processional sequence that, when viewed in a longitudinal section,
takes the form of the Great Chain of Being. The intuition behind the Chain was
essentially right, it just failed to take into account the underlying dynamic,
temporal process.
Do the novelties that the Extended Synthesis introduces to the Modern Synthesis
add up to anything? The editors of Evolution, the Extended Synthesis fail
to use the new findings to compose any integrated theoretical revision of
the Darwinian model. The new findings seem to be offered as odds and ends
to be grafted here and there onto the existing theory. If any consistent
wrinkle emerges, it is the shift of explanatory credit for shaping phenotypes
from exogenous to endogenous factors. Does that causal shift stretch the
Darwinian model to the breaking point? That's the position of Jerry Fodor
and Massimo Piatelli-Palmarini in "What Darwin Got Wrong" (reviewed
on the starlarvae blog). But those authors don't offer up any new model. And the
collection of papers in Evolution—The
Extended Synthesis doesn't seem to add up to a new model, unless they force
a view of evolution as being an instance of development.
If the new data break or threaten to break the Modern Synthesis,
then the stage is set for a Kuhnian scientific revolution. The star
larvae hypothesis describes what a new theory of evolution might look
like, because it puts endogenous factors front and center in evolution,
because it puts development front and center. But it goes beyond the toe-in-the-water
approach of evo-devo to subsume evolution altogether under development.
In light of the Extended Synthesis, what’s
going on in evolution looks so much like what goes on in development
that it makes evolution distinguishable from development only in scale.
The Extended Synthesis plants a mastodon smack-dab in the
middle of the room of evolutionary theory, because it forces the theory
to face up to the ontogenetic concept of life cycle, with all of its teleological/programmatic
implications. The many developmental mechanisms that evolutionary biologists
borrow to explain evolution point to the unfolding of the life cycle of
an organism. Even the Gaia hypothesis, in its strongest form, does not fully
develop the entailed notion of life cycle. How long can evolutionary biologists
keep borrowing explanatory mechanisms from developmental biologists before
they are forced to admit that evolution is a developmental process and therefore
the unfolding of a developmental life cycle?
The star larvae hypothesis proposes that biological evolution
on Earth and Earthlike planets is only a phase in a complex lifecycle: It
is the larval phase of the stellar life cycle. The hypothesis endorses the
vocabulary of ontophylogeny, or evelopment, introduced in the quotations
at the top of this page (though Kupiec would see ontogeny absorbed into
phylogeny, and the star larvae hypothesis sees the integration going in
the opposite direction). Ontophylogeny models descent with modification
as a system of nested developmental cycles that accommodates phenotypic
adaptation to environments at all levels in the nested structure and includes
programmatic development at all levels, or adaptive life cycles within adaptive
life cycles.
NEXT > Anthropic
Coincidence

The
Star Larvae Hypothesis:
Stars constitute
a genus of organism.
The stellar life cycle includes a larval phase.
Biological life constitutes the larval phase of the stellar life cycle.
Elaboration: The
hypothesis presents a teleological model of nature, in which
Text
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